Cftc foreign futures

CFTC Headquarters Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 202.418.5000 Who Has to Register. The Commodity Exchange Act (CEA) requires certain firms and individuals that conduct business in the derivatives industry to register with the CFTC. CFTC regulations also require, with few exceptions, CFTC registered firms to be NFA Members. The CFTC has delegated registration responsibility to NFA. Futures prices are delayed 10 minutes, per exchange rules, and are listed in CST. Time Frames. Choose from one of two time-frames from the drop-down list found in the data table's toolbar: Intraday - Intraday prices by commodity will always show prices from the latest session of the market. The 's' after the last price indicates the price has

12 Sep 2019 Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of September 1, 2019. All prior  18 May 2018 US customers with increased access to foreign futures markets. today said US regulator Commodity Futures Trading Commission (CFTC)  21 Aug 2019 Designated by the Commodities Futures Trade Commission (CFTC) as Retail Foreign Exchange Dealer (RFED): A counterparty to non-U.S.  2 Sep 2019 securities exchange or foreign regulatory authority acceptable to the Market from compliance with certain of the CFTC's foreign futures and  13 Nov 2014 CFTC Letter No. margin, guarantee, or secure foreign futures or foreign option positions, or money, Commission's website, www.cftc.gov. 7 Mar 2019 On Wednesday, the U.S. Commodity Futures Trading Commission (“CFTC” or the “Commission”) became the latest government agency to  7 Mar 2019 On March 6, 2019, the Commodity Futures Trading Commission's (CFTC or Commission) Division of Enforcement (Division) published an 

Commodity Futures Trading Commission - CFTC: An independent U.S. federal agency established by the Commodity Futures Trading Commission Act of 1974. The Commodity Futures Trading Commission

tion under the CEA specified transactions involv- ing foreign currency, which were not transactions. “for future delivery conducted on a board of trade.” The CFTC  the Commodity Futures Trading Commission (CFTC).4 Derivative commodities 11 Exemption From Registration for Certain Foreign Persons, 81 Fed. Reg. 20 Mar 2019 First, and practically speaking, the CFTC's entry into the foreign corruption enforcement realm has the potential to increase the complexity of  11 Jun 2019 From the market's perspective, “the idea that there even is such a thing as insider trading in the futures market is foreign,” said Cliff Histed, 

Foreign currency trading (Forex) markets, including markets for spot transactions, swaps, currency options, and futures contracts. The CFTC exercises its 

21 Aug 2019 Designated by the Commodities Futures Trade Commission (CFTC) as Retail Foreign Exchange Dealer (RFED): A counterparty to non-U.S.  2 Sep 2019 securities exchange or foreign regulatory authority acceptable to the Market from compliance with certain of the CFTC's foreign futures and  13 Nov 2014 CFTC Letter No. margin, guarantee, or secure foreign futures or foreign option positions, or money, Commission's website, www.cftc.gov.

18 Dec 2019 is based on the Commodity Futures Trading Commission's (CFTC or swaps reform under the 2009 G20 commitments, foreign jurisdictions 

GAO noted that: (1) U.S. securities, foreign futures, and OTC markets trade derivatives that are based on single stocks and stock indexes; (2) however, the  Re: Interim Relief Related to the Trading of Foreign Security Futures (2) The BD/FCM must continue to be registered with both the SEC and CFTC as a  tion under the CEA specified transactions involv- ing foreign currency, which were not transactions. “for future delivery conducted on a board of trade.” The CFTC 

Foreign exchange-traded security futures products may be offered or sold in the United States subject to certain conditions set out in an Order issued by the U.S. Securities and Exchange Commission and an Advisory issued by the CFTC's Division of Clearing and Intermediary Oversight.

The Commodity Exchange Act (CEA or Act) gives the Commodity Futures Trading Commission (CFTC) jurisdiction over off-exchange (also called over-the-counter or OTC) foreign currency futures and options transactions as well as certain leveraged foreign currency transactions offered to or entered into with retail customers. Under the CEA, only CFTC Headquarters Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 202.418.5000 Who Has to Register. The Commodity Exchange Act (CEA) requires certain firms and individuals that conduct business in the derivatives industry to register with the CFTC. CFTC regulations also require, with few exceptions, CFTC registered firms to be NFA Members. The CFTC has delegated registration responsibility to NFA. Futures prices are delayed 10 minutes, per exchange rules, and are listed in CST. Time Frames. Choose from one of two time-frames from the drop-down list found in the data table's toolbar: Intraday - Intraday prices by commodity will always show prices from the latest session of the market. The 's' after the last price indicates the price has

Part 30 of CFTC regulations governs the offer and sale of foreign futures and options to customers located in the United States. “International comity and deference as well as clarity in our supervisory activities are critical for sound regulation. § 30.3 Prohibited transactions. § 30.4 Registration required. § 30.5 Alternative procedures for non-domestic persons. § 30.6 Disclosure. § 30.7 Treatment of foreign futures or foreign options secured amount. § 30.8 [Reserved] § 30.9 Fraudulent transactions prohibited. § 30.10 Petitions for exemption. § 30.11 Applicability of state law. A futures commission merchant shall deposit the foreign futures or foreign options secured amount under an account name that clearly identifies the funds as belonging to 30.7 customers and shows that the foreign futures or foreign options secured amount is set aside as required by this part. The U.S. Commodity Futures Trading Commission (CFTC) is an independent agency of the US government created in 1974, that regulates the U.S. derivatives markets, which includes futures, swaps, and certain kinds of options. The Commodity Exchange Act (CEA or Act) gives the Commodity Futures Trading Commission (CFTC) jurisdiction over off-exchange (also called over-the-counter or OTC) foreign currency futures and options transactions as well as certain leveraged foreign currency transactions offered to or entered into with retail customers. Under the CEA, only CFTC Headquarters Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 202.418.5000